*Letters

Shelf Eligibility Conditions for Asset-Backed Securities

Published on:
October 4, 2011
Committees:

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the re-proposal of shelf eligibility conditions for asset-backed securities, Release Nos. 33-9117; 34-61858; File No. S7-08-10.  The re-proposing release revises and re-proposes certain rules that originally were proposed in April 2010 in Release Nos. 33-9117, 34-61858, Asset-Backed Securities; Proposed Rule (April 2010 Proposing Release), in light of the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) and comments received in response to the April 2010 Proposing Release.

While we believe that modification of some of the re-proposals is appropriate, we have endeavored to offer constructive recommendations that will make the markets for asset-backed securities (“ABS”) and other structured finance products more transparent, more stable and more efficient. We also have endeavored to provide thoughtful and useful responses to many of the Commission’s additional requests for comment.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.