*Letters

Regulation Systems Compliance and Integrity

Published on:
December 18, 2015
Issue:

SIFMA provides comments to the Securities and Exchange Commission (Commission) in connection with the requirements of Regulation SCI on the testing of business continuity and disaster recovery plans by SCI entities, which include clearing agencies, securities exchanges, and certain alternative trading systems, among other entities. SIFMA urges that all of the SCI entities coordinate their respective BC/DR testing to the greatest extent possible in 2016.

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Regulation Systems Compliance and Integrity

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