*Letters

Proposed Rule Change to Exempt Private Issuers from Registration

Published on:
May 5, 2008

SIFMA’s Capital Markets Committee provides comments to the Securities and Exchange Commission (SEC) on the proposed SEC rule change to amend Rule 12g3-2(b) under the Securities Exchange Act of 1934, to eliminate paper submission requirements and provide for an automatic exemption from SEC registration for foreign private issuers that do not list or publicly offer securities in the U.S. SIFMA agrees with the proposal but would like to refine it so that firms that have not voluntarily entered the US market are not inadvertently subject to the rule.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.