*Letters

Nullifcation of Trades in Certain Situations

Published on:
March 14, 2013
Committee:

SIFMA provides comments to the Securities and Exchange Commission (SEC) on a proposal by NASDAQ OMX PHLX to amend Rule 1092, Obvious and Catastrophic Errors, SEC File No. SR-PHLX-2013. SIFMA strongly agrees with PHLX’s request for the nullification of certain trades in certain situations when the resulting price of a non-broker-dealer customer order would violate the customer’s limit price.

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