*Letters

MSRB’s Proposed Rule G-42

Published on:
September 11, 2015
Committee:

SIFMA provided comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board’s (MSRB) proposed Rule G-42 on duties of non-solicitor municipal advisors, and proposed amendments to Rule G-8, on books and records to be made by brokers, dealers, municipal securities dealers, and municipal advisors.

See also:

Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board 

Details

Download

More Content

  • Letters
    Nov 09, 2026

    Political Contributions by Certain Investment Advisers (SIFMA AMG)

    SIFMA AMG supports the SEC’s proposal to rescind the investment adviser pay-to-play rule, citing compliance burdens, costs and restrictions on political speech.
  • Letters
    Nov 09, 2026

    Political Contributions by Certain Investment Advisers

    SIFMA comments on the SEC’s proposal to rescind the political contributions rule for investment advisers, citing compliance burdens and existing safeguards.
  • Amicus Briefs
    Nov 06, 2026

    Blockchain Assoc. and Crypto Council for Innovation v. IL

Get the latest trends, stats, and research on financial markets and securities.