*Letters

MSRB’s Proposed Rule G-42

Published on:
September 11, 2015
Committee:

SIFMA provided comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board’s (MSRB) proposed Rule G-42 on duties of non-solicitor municipal advisors, and proposed amendments to Rule G-8, on books and records to be made by brokers, dealers, municipal securities dealers, and municipal advisors.

See also:

Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board 

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