*Letters

FINRA’s Proposed Rule Changes Relating to Equity and Debt Research Analysts and Reports

Published on:
December 15, 2014

SIFMA submitted comments to the Securities and Exchange Commission (SEC) in response to the SEC’s request for comment on the Financial Industry Regulatory Authority’s (FINRA) proposal to adopt FINRA Rule 2241 (Research Analysts and Research Reports, Proposed Rule 2241) and FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports, Proposed Rule 2242) in the Consolidated FINRA Rulebook.

Details

Download

More Content

  • Letters
    Jun 23, 2026

    Capital Formation Legislative Package (Joint Trades)

    SIFMA and other trade groups urge the Senate Committee on Banking, Housing, and Urban Affairs to advance and introduce a capital formation package with key provisions this year.
  • Letters
    Jun 22, 2026

    Concept Release on CAT and Other Audit Trails and Data Sources

    SIFMA comments on the SEC’s concept release supporting its review of CAT, audit trails, and data sources used in U.S. securities market regulation.
  • Letters
    Jun 18, 2026

    Proposed Rule Change to Adopt FINRA Rule 4321 and Amend FINRA Rule 4560

    SIFMA comments to the SEC in response to the filing by FINRA to amend FINRA Rule 4560 (Short-Interest Reporting) and to adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions).

Get the latest trends, stats, and research on financial markets and securities.