*Letters

FINRA’s Proposed Rule Changes Relating to Equity and Debt Research Analysts and Reports

Published on:
December 15, 2014

SIFMA submitted comments to the Securities and Exchange Commission (SEC) in response to the SEC’s request for comment on the Financial Industry Regulatory Authority’s (FINRA) proposal to adopt FINRA Rule 2241 (Research Analysts and Research Reports, Proposed Rule 2241) and FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports, Proposed Rule 2242) in the Consolidated FINRA Rulebook.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.