*Letters

FINRA’s Proposed Rule Change Relating to Per-share Estimated Valuations for Unlisted DPP and REIT Securities

Published on:
June 26, 2014
Committee:

SIFMA’s Clearing Firms Committee provides comments to the Securities & Exchange Commission (SEC) on Financial Industry Regulatory Authority’s (FINRA) proposed rule change to NASD Rule 2340 involving per share estimated values of unlisted Direct Participation Programs (DPP) and Real Estate Investment Trust (REIT) on customer account statements.

Related Rule Filing:

SR-FINRA-2014-006 – Proposed Rule Change Relating to Per Share Estimated Valuations for Unlisted DPPs and REITs 

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