*Letters

FINRA Rule 2273 Establishing an Obligation to Deliver an Educational Communication

Published on:
January 20, 2016

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Financial Industry Regulatory Authority’s (FINRA) proposal to adopt FINRA Rule 2273. The Proposal will establish an obligation for FINRA member firms to deliver an educational communication in connection with member recruitment practices and account transfers.

See also:

SR-FINRA-2015-057

Details

Download

More Content

  • Letters
    May 15, 2026

    Publication or Submission of Quotations Without Specified Information

  • Letters
    May 07, 2026

    Treasury/IRS Trump Accounts Proposed Rule

    SIFMA comments to the IRS on Trump accounts and practical solutions to support long-term saving and investment for American families.
  • Letters
    May 04, 2026

    Data Supporting the Modernization of the Communications Retention Requirements

    SIFMA and SIFMA AMG provided data to supplement their October 15, 2025 letter regarding the SEC's communications recordkeeping requirements.

Get the latest trends, stats, and research on financial markets and securities.