*Letters

Supporting FINRA Rule 0151

Published on:
March 21, 2016
Committee:

SIFMA provides comments to the Securities and Exchange Commission (SEC) on FINRA Rule 0151. SIFMA supports the adoption of Rule 0151, but object to the amendments to Rule 0150, and ask the SEC to institute proceedings to approve or disapprove the proposed rule change.

See also:

Federal Register

SR-FINRA-2016-004 – Text of the Proposed Rule Change

Details

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