*Letters

FINRA Proposal to Provide Web-Based Delivery of Regulatory Element of Continuing Education Requirements

Published on:
July 7, 2015

SIFMA provides comments to the Securities and Exchange Commission (SEC) on FINRA’s proposed amendments to FINRA Rule 1250 (Continuing Education Requirements) to provide a Web-based delivery method for completing the Regulatory Element of the Continuing Education requirements.

See also:

SR-FINRA-2015-015

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