Disclosure of Order Handling Information

SIFMA provides comments to the U.S. Securities & Exchange Commission (SEC) on disclosure of order handling information. SIFMA supports the Commission’s proposal to increase order handling transparency. As a participant in the development of the order handling and disclosure template submitted for the Commission’s consideration, we support the proposal’s goal of providing institutional clients with standardized information about their order handling and execution. In addition, we support increasing order routing transparency to retail customers.

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Disclosure of Order Handling Information