*Letters

Arbitration Award Offsets

Published on:
June 9, 2016
Submitted to:
SEC
Submitted by:
SIFMA
Issue:

SIFMA provides comments to the U.S. Securities and Exchange Commission (SEC) on FINRA’s proposed rule change filed with the SEC to amend Rule 12904 of the Code of Arbitration Procedure for Customer Disputes and Rule 13904 of the Code of Arbitration Procedure for Industry Disputes.

See also:

FINRA Proposed Rule Change to Permit Award Offsets in Arbitration

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