Amendments to Regulation D, Form D & Rule 156 Under the Securities Act

Published on:
September 20, 2013

SIFMA provides comments to the Securities and Exchange Commission (SEC) on Amendments to Regulation D, Form D and Rule 156 under the Securities Act. SIFMA commends the Commission’s adoption of Rule 506(c) and revision of Rule 144A, pursuant to the Jumpstart Our Business Startups Act, to eliminate the prohibition on general solicitation and general advertising in offerings conducted under those rules.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.