*Letters

Amended FINRA Rule 2210

Published on:
August 3, 2015

SIFMA provides comments to the Securities and Exchange Commission (SEC) on Financial Industry Regulatory Authority’s (FINRA) Rule 2210. SIFMA supports the goals of the proposed changes to Rule 2210 but has some concerns about the implementation of the BrokerCheck public disclosure system.

See also:

Communications with the Public

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