Proposal to Amend FINRA Rule 4210 to Establish Margin Requirements for Transactions in the TBA Market
Published on:
May 2, 2016
SIFMA provides comments to the SEC in response to (Release No. 34-77579) SR-FINRA-2015-036, Notice of Filing of Amendment No. 2 and Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Establish Margin Requirements for the “to-be-announced” (TBA) Market, as Modified by Amendment Nos. 1 and 2.
See Also:
- SEC Release No. 34-77579 (PDF)
Related SIFMA Letters:
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- SIFMA Submits Comments to the SEC Proposal to Amend FINRA Rule 4210 to Establish Margin Requirements for Transactions in the TBA Market – February 11, 2016
- SIFMA AMG Submits Supplemental Comments to the SEC on FINRA Rule 4210 Regarding Margin Requirements – February 11, 2016
- SIFMA Submits Comments to the SEC on FINRA Rule 4210 regarding Margin Requirements for TBAs/Agency MBS, November 10, 2015
- SIFMA AMG Submits Comments to the SEC on FINRA Rule 4210 regarding Margin Requirements for TBAs/Agency MBS, November 10, 2015
- SIFMA Submits Comments to FINRA on Proposed Amendments to FINRA Rule 4210 for Transactions in the TBA Market – March 28, 2014
- SIFMA AMG Submits Comments to FINRA Proposed Amendments to FINRA Rule 4210 for TBA Transactions – March 28, 2014