Concerns About Dividend Trading

Published on:
December 3, 2012

SIFMA’s Listed Options Trading Committee provides comments to Options Clearing Corporation (OCC) to bring to their attention concerns about the options trading strategy known as “dividend trading.”

This strategy has raised a number of issues over the years, and SIFMA believes it now could pose a risk to members of the OCC. SIFMA would like to work with OCC, the options exchanges, and the regulators to develop a way to address the issues arising from the strategy.

Details

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.