The Underwriting Activities of Financial Advisers
Published on:
September 30, 2010
Committee:
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on Rule G-23, the underwriting activities of financial advisers, MSRB Notice 2010-27. SIFMA believes that Rule G-23 represents a comprehensive and balanced approach to potential conflicts of interest, which has a long and successful history of application in the marketplace.