*Letters

MSRB’s Review of Rules & Interpretive Guidance

Published on:
February 19, 2013
Committee:

SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on the MSRB’s initiative to review its rules and interpretive guidance, MSRB Notice 2012-63.  SIFMA and its members commend the MSRB for pro-actively soliciting comments to determine whether any rules or guidance should be revised or restated due to changes in market practices or conditions, or to be more closely aligned with rules of other self-regulatory organizations or government agencies so as to promote more effective and efficient compliance. SIFMA’s comments are divided into two areas: first, guiding themes which our members believe should direct MSRB rulemaking; and secondly, specific suggestions to revise specific rules due to changed market practices, or promote greater compliance efficiencies.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.