Establishing an Interim Municipal Advisor Assessment & a Draft Municipal Advisor Survey
Published on:
September 12, 2011
Committee:
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on proposed Rule A-11(c) which would establishing an interim Municipal Advisor Assessment, draft Form A-11-Survey (Municipal Advisor Survey) and related issues raised in MSRB Notice 2011-34.
On August 29, 2011, SIFMA submitted a comment letter to the Securities and Exchange Commission (SEC) on many issues raised in Notice 2011-34, including the proposed new assessment on municipal advisory firms and proposed new Form A-11-Interim.