EC Consultation on a Code of Conduct for Interested Representatives

Published on:
February 14, 2008

SIFMA provides comments to the European Commission (EC) on the EC Consultation on a Code of Conduct for Interested Representatives.  SIFMA generally supports the Scope, Principles and Rules of the draft Code of Conduct but makes a number of suggestions to clarify the obligations of the Code.SIFMA shares its concerns with some of the ‘Other Provisions’ linked to the Code, notably aspects of the registration scheme and suggest that the EC consult further on these issues.

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