*Letters

EMIR Reporting Obligation Application to Buy-Side

Published on:
December 19, 2013
Issue:
Committee:

The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the European Commission (EC) requesting a postponement of the European Market Infrastructure Regulation (EMIR) reporting obligation application to the buy-side, Article 9 of Regulation (EU) No. 648/2012.

SIFMA AMG has substantial reservations about the operational feasibility for buy-side market participants of complying with the Reporting Obligation’s current timeframe. They share concerns that applying the Reporting Obligations to buy-side participants before they have had sufficient time to prepare may result in inaccurate reporting, which would militate against the policy goal of regulators achieving a clear overview of the derivatives market. SIFMA AMG details a number of reasons that support a postponement of application of the Reporting Obligation to the buy-side.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.