DOL Brokerage Window RFI

Published on:
November 19, 2014

SIFMA provides comments to the Employee Benefit Security Administration, U.S. Department of Labor (DOL) regarding the DOL’s request for information (RFI) with regard to the use of brokerage windows in participant-directed individual account retirement plans covered by the Employee Retirement Income Security Act of 1974 (ERISA).

Related: RIN 1210-AB59 (Brokerage Windows RFI)

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