The Potential Applicability of Commodity Pool Regulation to Securitization Transactions

Published on:
August 21, 2012

SIFMA provides comments to the Commodity Futures Trading Commission (CFTC) on the potential applicability of commodity pool regulations to securitization transactions. SIFMA requests the CFTC provide guidance or other appropriate relief regarding securitization transactions in light of amendments to commodity pool regulation under the Commodity Exchange Act by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act).

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.