*Letters

HB 211 and SB 220

Published on:
February 23, 2016
Submitted to:
Alabama State House
Submitted by:
SIFMA
Issue:

SIFMA provides comments to the Alabama State House on HB 211 and SB 220, the Protection of Vulnerable Adults from Financial Exploitation Act. SIFMA is supportive of the legislation, which empowers financial institutions to take direct action to prevent financial exploitation, but has a number of recommendations and concerns with the specifics of the Bill.

See also:

Bill History/Action for 29th Legislature

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.