*Letters

FINRA Proposal to Adopt New Rule 6732, Exemption from Trade Reporting Obligation for Certain ATS Transactions

Published on:
January 13, 2016

SIFMA provides comments to the Securities and Exchange Commission (SEC) regarding the request for comment on SR-FINRA-2015-055, a proposal by the Financial Industry Regulatory Authority (FINRA) to adopt new FINRA Rule 6732 to provide FINRA with the authority to exempt certain transactions on an Alternative Trading System (ATS) from trade reporting obligations.

See Also:

Proposed Rule Change: SR-FINRA-2015-055

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