Notice of Proposed Commission Interpretation Regarding “Automated Quotations”

Published on:
May 2, 2017
Submitted to:
Securities and Exchange Commission (SEC)
Submitted by:
SIFMA
File Number:
File No. S7-03-16

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the proposed interpretation of the term “automated quotation” under Rule 600(b)(3) of Regulation NMS. SIFMA believes that the proposed interpretation would raise significant market structure questions and could increase market complexity.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.