Reproposed Rule on Incentive-Based Compensation Arrangements

Published on:
July 22, 2016

SIFMA provides comments to Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, Federal Housing Finance Agency, National Credit Union Administration and the Securities and Exchange Commission on the Reproposed Rule regarding incentive based compensation arrangements under Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. 

This letter is in regards to: Docket ID OCC-2011-0001; Federal Reserve Docket No. 1536 and RIN No. 7100 AE-50; FDIC RIN 3064-AD86; FHFA RIN 2590-AA42; SEC File Number S7-07-16 (PDF)

See also: SIFMA Fact Sheet 

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.