*Letters

FINRA Proposal to Publish OTC Equity Volume Executed Outside Alternative Trading Systems

Published on:
February 20, 2015
Issue:
Committee:

SIFMA submitted comments to the Financial Industry Regulatory Authority (FINRA) regarding FINRA’s proposal to expand its alternative trading system (ATS) transparency initiative to publish the remaining equity volume executed over-the-counter (OTC), including non-ATS electronic trading systems and internalized trades. SIFMA supports the proposal, with some suggestions to avoid unnecessary operational friction.

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