*Letters

FINRA Jumpstart Our Business Startups Act (JOBS Act)

Published on:
April 27, 2012

SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) requesting FINRA develop guidance regarding the impact of the Jumpstart Our Business Startups Act (JOBS Act) on certain FINRA rules and recommending that certain changes be made to FINRA Rule 2711: Research Analysts and Research Reports. These initial recommendations and observations address several areas relating to implementation of the JOBS Act, including the time of effectiveness of JOBS Act provisions; research blackouts related to luck-up agreements; and research analysts communications.

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