*Letters

Rule 613 of Regulation NMS Report on Audit Trail Reporting for Fixed Income Securities

Published on:
May 12, 2017
Submitted to:
FINRA
Submitted by:
SIFMA
Issue:

SIFMA provides comments to FINRA to follow up our discussion with FINRA staff on the potential incorporation of fixed income securities into the Consolidated Audit Trail (CAT).

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