*Letters

FINRA Regulatory Notice 17-06

Published on:
March 27, 2017
Submitted to:
FINRA
Submitted by:
SIFMA

SIFMA provided comments to FINRA on regulatory notice 17-06, a proposal to amend communications with the public rule to permit the distribution of customized hypothetical investment planning illustrations that include the projected performance of an asset allocation/investment strategy.

See also:

Regulatory Notice 17-06

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