*Letters

FINRA Proposed Amendments to Rules Governing Communications with the Public

Published on:
July 2, 2015
Submitted to:
FINRA
Submitted by:
SIFMA
Issue:

SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) to amend various aspects of FINRA’s rules governing communications with the public. SIFMA supports the proposed amendments included in Regulatory Notice 15-16. We commend FINRA for undertaking its retrospective rule review and, in particular, using the feedback to draft and propose the amendments included in Regulatory Notice 15-16.

See also:

FINRA Regulatory Notice 15-16

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