*Letters

FINRA’s Engagement Initiatives

Published on:
May 8, 2017
Submitted to:
FINRA
Submitted by:
SIFMA

SIFMA provided comments to FINRA on its current engagement programs under the FINRA360 initiative. SIFMA supports FINRA’s mission of providing effective oversight of the securities industry to ensure the integrity of our markets and the protection of investors. Both investors and member firms benefit from effective oversight. Investors benefit from the important safeguards that FINRA delivers through its regulatory programs.

See also:

FINRA Seeks Comment on Its Engagement Programs

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