*Letters

Academic Data Proposals

Published on:
September 11, 2015
Issues:
Committees:

SIFMA provided comments to the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) on their academic data proposals. These proposals create new Real-time Transaction Reporting System and Trade Reporting and Compliance Engine Academic Data Products that would include anonymized dealer identifiers. The RTRS and TRACE Academic Data Products would be made available only to institutions of higher education and would include the same transactions included in the current historical transaction data sets.

See also:

FINRA Regulatory Notice 15-26

MSRB Regulatory Notice 2015-10

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.