*Letters

California State Legislation Proposing Annuity Products

Published on:
June 29, 2007

SIFMA provides comments to California State Senator Jack Scott on legislation addressing protections to purchasers of annuity products, SB 573 (Scott).  SIFMA opposes the legislation in its current form.  SIFMA questions the need for an additional layer of protections, since broker-dealers and their registered representatives are already subject to disclosure requirements under National Association of Securities Dealers (NASD) rules and previously enacted California laws.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.