*Letters

Qualified Intermediary Agreement

Published on:
October 30, 2015

SIFMA provides comments to the Internal Revenue Service (IRS) and the U.S. Department of the Treasury (Treasury) regarding the “Periodic Review” requirement under the Qualified Intermediary Agreement (QI Agreement). SIFMA appreciates the efforts of the IRS to revise the QI Agreement to reflect changes brought about as the result of the enactment of the Foreign Account Tax Compliance Act (FATCA).

See also:

Qualified Intermediaries (QI)

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.