*Letters

Petition for Disapproval on the NYSE’s Plan to Establish Fees for NYSE MKT Market Data Products

Published on:
April 29, 2013

SIFMA provides comments and a petition for disapproval to the Securities and Exchange Commission (SEC) on the New York Stock Exchange’s (NYSE’s) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Certain Fees for NYSE MKT OpenBook, NYSE MKT Trades, and NYSE MKT BBO, Release No. 34–69285, File No. SR–NYSEMKT–2013–32.

SIFMA advises the SEC that the NYSE’s actions are inconsistent with the decision of the United States Court of Appeals for the District of Columbia Circuit in NetCoalition v. SEC.  SIFMA recommends the SEC temporarily suspend this rule change under Section 19(b)(3)(C) of the Securities and Exchange Act of 1934 (Exchange Act) and institute proceedings to disapprove the rule changes under Section 19(b)(2)(B) of the Exchange Act.

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