MSRB Request for Comment on Establishing Professional Qualification Requirements for Municipal Advisors

Published on:
December 26, 2014

SIFMA provided comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board (MSRB) recently filed proposal with the SEC to establish professional qualification requirements for municipal advisors.

In May 2014, SIFMA provided comments to the MSRB on the proposal, which contained draft amendments to MRSB Rules G-1, G-2, G-3 and D-13.

Related Material

SIFMA Submits Comments to the MSRB Regarding Proposal on Establishing Professional Qualification Requirements for Municipal Advisors – May 16, 2014 

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.