401(k) Fair Disclosure for Retirement Security Act of 2007 (H.R.3185)

Published on:
April 15, 2008
Submitted to:
U.S. House of Representatives Education and Labor Committee
Submitted by:
SIFMA and other associations

SIFMA and other associations provide comments to the members of the U.S. House of Representatives Education and Labor Committee on the 401(k) Fair Disclosure for Retirement Security Act of 2007 (H.R.3185).  The groups do not support the legislation in its current form, and share their observations and recommendations on the bill.  The groups concerns include provisions relating  to mandated “unbundling,” a mandated investment option, and mandated disclosure about portfolio trading commissions. SIFMA co-signed the letter with: the American Council of Life Insurers, The Financial Services Roundtable, the Financial Services Forum, the Investment Adviser Association, and the Investment Company Institute.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.