Nasdaq’s Proposal to Revise an Optional Depth Data Enterprise License Fee

Published on:
March 8, 2011

SIFMA and NetCoalition provide comments to the Securities and Exchange Commission (SEC) on a proposed rule change by The Nasdaq Stock Market LLC (Exchange) to revise an optional depth data enterprise license fee for broker-dealer distribution of depth-of-book data, File No. SR-NASDAQ-2011-21, Exchange Act Release No. 63892.  The groups believe the Exchange’s actions are inconsistent with the recent decision of the United States Court of Appeals for the District of Columbia Circuit in NetCoalition v. Securities and Exchange Commission and petition the SEC to temporarily suspend the rule change.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.