*Letters

Retail Foreign Exchange Transactions

Published on:
October 17, 2011
Issue:
Committee:

SIFMA, and the International Swaps and Derivatives Association, Inc. (ISDA) provide comments to the Securities and Exchange Commission (SEC) on the interim final temporary rule adopted by the SEC on July 13, 2011 regarding regulation of foreign exchange conducted by broker-dealers, File No. S7-30-11. The groups support the interim rule and urge the SEC to adopt a final rule that is based on the approach followed in the interim rule with a few recommended modifications.

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