FSA Consultation Paper on Disclosure of Contracts for Difference

Published on:
February 12, 2008

SIFMA and the International Capital Markets Association (ICMA) provide comments to the Financial Services Authority (FSA) on the FSA Consultation Paper on Disclosure of Contracts for Difference (CFD). The groups do not believe that the market failure evidence presented in the consultation paper support the FSA taking action to increase the disclosure of CFD positions. The groups believe the FSA’s analysis does not bring actual examples of market failure caused by non-disclosed stake building using CFDs.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.