Section 406(b)(3) of DOL ERISA

Published on:
October 4, 2007

SIFMA and the Investment Adviser Association (IAA) provide comments to U.S. Department of Labor (DOL) on Section 406(b)(3) of the Employee Retirement Income Security Act of 1974 (ERISA).  The associations request guidance from DOL on providing ordinary business-related meals, gifts, entertainment and conference and the meals, travel, and accommodations associated with those conferences.

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