*Letters

Open-End Fund Liquidity Risk

Published on:
April 12, 2016
Committee:

SIFMA AMG provides supplemental comments to the U.S. Securities and Exchange Commission (SEC) on the Commission’s proposal to require liquidity risk management programs for open-end funds. The letter revises SIFMA AMG’s recommendation for an alternative classification system for designating the liquidity of fund holdings. SIFMA AMG is now recommending five liquidity categories with substantial additional detail about the liquidity characteristics of each category.

See also:

SIFMA AMG Submits Comments to SEC on the Proposal to Permit Swing Pricing on an Optional Basis, January 13, 2016

SIFMA AMG comment letter focused on the SEC proposal to permit swing pricing on an optional basis

SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.