*Letters

FINRA Rule 4210 Margin Requirements

Published on:
February 11, 2016
Committee:

SIFMA’s Asset Management Group (SIFMA AMG) provides supplemental comments to the Securities and Exchange Commission (SEC) on on SR-FINRA-2015-036, a proposal by Financial Industry Regulatory Authority (FINRA) to amend FINRA Rule 4210 to establish margin requirements for Covered Agency Transactions and responds to FINRA’s Partial Amendment No. 1

and Responses to Comments.

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