*Letters

Proposed Rule Regarding Application of Certain Title VII Requirements to Security-Based Swap Transaction

Published on:
July 13, 2015
Committee:

SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Securities and Exchange Commission (SEC) on the proposed rule regarding Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent (File No. S7-06-15).

See also:

Release No. 34-74834; File No. S7-06-15 

Statement on Proposed Rules for U.S. Personnel and Certain Activities of Non-U.S. Person’s Security-Based Swaps Dealing

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