Proposed Rule Regarding Application of Certain Title VII Requirements to Security-Based Swap Transaction

SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Securities and Exchange Commission (SEC) on the proposed rule regarding Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent (File No. S7-06-15).

See also:

Release No. 34-74834; File No. S7-06-15 

Statement on Proposed Rules for U.S. Personnel and Certain Activities of Non-U.S. Person’s Security-Based Swaps Dealing