Business Continuity Planning, Transition Plans and Related Recordkeeping

SIFMA AMG provided comments to the (SEC) on Business Continuity Planning, Transition Plans and Related Recordkeeping. The AMG supports the objective of the SEC’s initiative – to mitigate the risks of business disruptions for investors – and our members have historically prioritized the implementation of comprehensive and robust principles-based business continuity programs. Given this history and our shared goal of mitigating the risks of business disruptions, we respectfully ask that the SEC reevaluate key elements of the proposal before any new rule is adopted or guidance is issued.