*Letters

Straight-Through Processing, SEF Implementation and Relief in the Final Block Trade Rule

Published on:
October 25, 2013
Committee:

The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the Commodity Futures Trading Commission (CFTC) expressing significant concerns regarding the straight-through processing, swap execution facility (SEF) implementation and relief relating to the aggregation provision in the Final Block Trade Rule.

In addition, SIFMA AMG requests an extension of certain no-action letters issued by CFTC staff relating to the implementation of the CFTC SEF final rules until at least February 1, 2014; and requests further no-action relief (through March 31, 2014) relating to the aggregation prohibition in the final trade block rule.

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