Request for an Extension of No-Action Relief Letter 14-147
Published on:
October 21, 2015
Committee:
The Asset Management Group of SIFMA (SIFMA AMG) and Managed Funds Association (MFA) provide comments to the Commodity Futures Trading Commission (CFTC) requesting an extension of No-Action Letter 14-147’s Time-Limited No-Action Relief for Certain Members of Swap Execution Facilities from the Requirement to Record Oral Communications Pursuant to Commodity Futures Trading Commission Regulation 1.35(a).
Related:
No-Action Relief from Certain Recordkeeping Requirements under Commission Regulation 1.35(a) (pdf)