Exemption from Registration for Certain Foreign Persons

Published on:
September 6, 2016

SIFMA AMG, IAA, and ICI Global comment letter on the CFTC’s Proposed Amendment to Regulation 3.10(c): Exemption from Registration for Certain Foreign Persons – RIN No. 3028-AC26.

See also:

Federal Register / Vol. 81, No. 151

CFTC Letter No. 16-08 to SIFMA AMG and IAA regarding Regulation 3.10(c)(3)(i) (Feb. 12, 2016)

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